Report on the Study and Investigation of the Work, Activities, Personnel and Functions of Protective and Reorganization Committees: Pursuant to Section 211 of the Securities Exchange Act of 1934 ... Washington, D.C., Partes 1-2U.S. Government Printing Office, 1937 |
Outras edições - Ver todos
Termos e frases comuns
appointment assets attorneys Baldwin Baldwin Locomotive bankers Bogie bondholders committee Byllesby Celotex certificates of deposit chairman Chicago claims Commission's Exhibit committee members Committees and Conflicts common stock compensation counsel court creditors Cuba Dahlberg debenture holders debentures default deposit agreement depositary depositors directors equity expenses face amount fact fees filed firm Fortington Frisco Guaranty Hedden Holders of Real houses of issue Ibid indenture investment investors Kreuger & Toll Lehman Brothers letter lien Louis-San Francisco Railway Mack McLellan Stores ment Midvale mittee mortgage National Bank noteholders obtain officers paid payment percent petition Phoenix plan of reorganization preferred stock president proceedings protective committees readjustment managers Real Estate Bonds received receivership reorganization committee represented Section 77B security holders Seligman & Co shares solicitation Straus Sullivan & Cromwell supra note Swaine testified tion Trust Company trustee underwriting Vanderlip withdraw York
Passagens mais conhecidas
Página 418 - Ownership certificates need not be filed In the case of interest payments on obligations of a State. Territory, or any political sub-division thereof, or the District of Columbia ; or obligations of a corporation organized under Act of Congress, if such corporation
Página 529 - * • * A security registered with a national securities exchange may be withdrawn or stricken from listing and registration In accordance with the rules of the exchange and, upon such terms as the Commission may deem necessary to Impose for the protection of Investors, upon application by the Issuer or the exchange to the Commission
Página 566 - Any security which is issued in exchange for one or more bona fide outstanding securities, claims or property interests, or partly in such exchange and partly for cash, where the terms and conditions of such issuance
Página 529 - may be continued until such time as it shall appear to the Commission that such suspension Is designed to evade the provisions of Section 12 (d) and the rules and regulations thereunder, relating to the withdrawal and striking of a security from listing and registration. Within
Página 626 - after a hearing upon the fairness of such terms and conditions at which all persons to whom it is proposed to issue securities in such exchange shall have the right to appear.
Página 582 - the use of the malls, directly or Indirectly— ******* "(2) to obtain money or property by means of any untrue statement of a material
Página 412 - five per centum of all of Its outstanding shares ; provided (a) that such inspection shall not be for the purpose of communicating with stockholders in the interest of a business or object other than the business of the corporation, and
Página 251 - We do not wish what we have said to be taken as a general approval of the appointment of a receiver under the prayer of a bill brought by a simple contract creditor simply because it is consented to at the time by a defendant corporation. The true rule in equity is that under usual circumstances
Página 529 - (2) the limitation or prohibition of the registration or tradIng in any security within a specified period after the issuance or primary distribution thereof; (3) the listing or striking from listing of any security;
Página 412 - shall have the right to examine in person or by agent or attorney, at any reasonable time or times, for any reasonable purpose, any